港星美加澳土通行無阻 |
全球換透透：CFA 行遍天下 (2008/8/5 上午 10:27:58
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Regulatory Waivers for CFA Charterholders and Candidates
CFA Institute has been successful in obtaining a number of waivers for CFA charterholders and candidates from regulatory licensing or qualification examinations around the world. Regulatory bodies in the following countries will grant you a waiver from their licensing or qualification requirements if you pass various levels of the CFA Program or are a CFA charterholder.
U.S. Investment Advisers
Are you an investment adviser or an investment adviser representative looking for a waiver from a state licensing exam in the United States?
Australia
Canada
Greece
Hong Kong
Singapore
Turkey
United States
Australia
Level I
The Securities Institute has developed a module to cover ASIC generic knowledge requirements. Those seeking an exemption must take this and an “Adviser Skills” module to receive an exemption.
Canada
Level I
Ontario: Qualifications for the positions of portfolio manager and investment counsel are met by passage of Level I of the CFA exam, plus passage of the Canadian Securities Course, the Canadian Investment Management Program’s education component.
Level III or CFA Charterholder
Ontario: Qualification for the education portion of licensing requirements for the positions of portfolio manager and investment counsel.
British Columbia: Qualification to advise in derivatives, commodity futures, or exchange contracts.
Ontario, Saskatchewan, and Alberta: Qualification for the position of securities adviser is routinely granted upon request.
All Other Provinces and Territories: Qualification for the education portion of licensing requirements for the positions of portfolio manager and investment counsel is not provided by law, but is routinely granted upon request.
Greece
Level III or CFA Charterholder
Waivers for CFA charterholders applying for an analyst license from their regulatory exam.
Licensing requirements have been imposed for five distinct categories of financial professionals:
Analysts
Portfolio managers
Investment advisers
Brokers
Registered representatives
Getting any of the licenses involves a number of bureaucratic steps as well as passing an exam administered by the regulator. Doing business in any of the categories requires licenses for each.
Hong Kong
Level I
The Hong Kong Securities and Futures Commission has approved passage of Level I of the CFA exam as a recognized industry qualification for the Investment Representatives and Commodities Trading Adviser’s Representative.
Level III or CFA Charterholder
The Hong Kong Securities and Futures Commission has approved the CFA designation as a recognized industry qualification for Investment Advisers and Commodities Trading Advisers.
Singapore
Level I
The Monetary Authority of Singapore recognizes passage of Level I of the CFA exam as providing an exemption from modules 6 and 7 of the CMFAS Exam for those seeking to apply for license as CMS Representative in Fund Management and exempt from module 6, 7 and 8 of the CMFAS Exam for those seeking to apply for license as Financial Advisor Representative – advising others concerning securities (excluding collective investment schemes).
Turkey
Level I
The Capital Markets Board of Turkey exempts those who have passed Level I of the CFA exam from the Basic License Exam.
Level II
The Capital Markets Board of Turkey exempts those who have passed Level II of the CFA exam from the Advanced and Derivatives License Exam.
Level III or CFA Charterholder
The Capital Markets Board of Turkey has approved CFA charterholders to be exempt from Basic, Advanced and Derivatives License Exams.
United States
Level I
The New York Stock Exchange exempts those who have passed Level I of the CFA exam and the portion of the Series 16 exam that deals with rules on research standards and related matters from Part II of the NYSE Supervisory Analysts Qualification Exam.
Level II
The New York Stock Exchange and the Financial Industry Regulatory Authority (FINRA) (formerly the National Association of Securities Dealers) require that their members who function as research analysts be registered as such and pass a qualification exam. Both regulatory bodies provide for an exemption from the analytical portion (Series 86) of the Research Analyst Qualification Exam (Series 86/87) for certain applicants who have passed Level II of the CFA exam.
Level III or CFA Charterholder
Almost all of the states provide waivers to CFA charterholders from state licensing exams for investment advisers and investment adviser representatives. The North American Securities Administrators Association provides a chart (PDF) that has a state-by-state breakdown of these waivers.
To claim this waiver, you must first complete and transmit this authorization form (PDF).
Note: States provide waivers only for CFA charterholders who are investment advisers or their representatives. They do not provide waivers from their licensing or qualification exams for CFA charterholders who serve in the capacity of, and need to register as, a broker-dealer.
SOURCE:
http://www.cfainstitute.org/centre/overview/waiverrequirements/index.html
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平平 |
全球換透透：CFA 行遍天下 (2011/7/27 上午 10:09:11 )
L1及L2及格率有四成左右，其實不低，L3超過六成，有努力準備，應該都會過。 |
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Simon B Snow |
Re:Re:全球換透透：CFA 行遍天下 (2011/6/23 上午 09:43:55 )
年輕人適合各外發展; 有家室考慮就多了 |
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may |
Re:全球換透透：CFA 行遍天下 (2011/6/18 下午 05:51:48 )
考上CFA，如果不去外商或國外，會不會就太可惜了? |
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@19 |
全球換透透：CFA 行遍天下 (2011/6/9 下午 03:59:56 )
有19個國家將CFA證照認可抵免當地證券或投資顧問相關執照的考試。
Global Recognition
* More than 90,000 CFA charterholders work in over 130 countries; in 2010 alone, over 7,353 candidates across the globe earned their CFA charter.
* Active CFA member societies are available in more than 50 countries.
* Regulatory bodies in 19 countries recognize the CFA designation as a proxy for meeting certain licensing requirements.
* Over 125 colleges and universities incorporate a majority of the CFA curriculum into their courses.
* Media outlets around the world recognize CFA Institute, the Global Investment Research Challenge, and CFA Institute events.
Each year, tens of thousands of candidates enroll in the CFA Program and sit for the exams in test centers all over the world.
FROM:
http://www.cfainstitute.org/cfaprogram/benefits/recognition/Pages/index.aspx |
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多多 |
Re:全球換透透：CFA 行遍天下 (2011/6/9 下午 02:57:19 )
到底通行多少個國家? |
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MP |
大中華地區 CFA 供不應求 (2011/5/18 上午 09:40:32 )
* 近年中國大陸金融業發展迅速，報考CFA的人數早已「超英」，正在「趕美」。CFA協會理事主席辛伯恩(Brian Singer)說，預料不出2至3年，大陸報名人數將可能超越美國，成為全球第一
* 2008年大陸的CFA持有人增至1544名(全球排名第七)，雖仍少於香港逾4000人，可是報名人數已超越香港。金融海嘯對大陸金融業看不出造成打擊
* 大陸金融市場近年崛起，求才若渴不是新鮮事，CFA協會亞太區董事總經理艾博科(Ashvin Vibhakar)說，CFA在1996年才打入大陸，第一年僅24人報考，2008年卻超過1.7萬名考生(計及6月及12月考試)，剛超越加拿大，全球排名僅次於美國(逾4萬人) ，若以此速度增長，2至3年內很可能超越美國
*「問題是，美國每個州份、每個主要城市也有試場，但中國我們只在北京、上海和廣州設試場，還有偌大的腹地未發掘！」艾博科指出，該會剛成立內地註冊公司(CFA中國)，又在北京和上海設立代表處，正打算進軍天津、大連、重慶、成都等二線城市
*** 2011/6 已增加南京及成都兩個考場
* 艾博科相信不久的將來，大陸金融業務的規模定必超越香港，「以其龐大的經濟發展來看，金融活動會持續活躍。」但香港的優勢是屬於國際市場，金融基建和法律制度均完善
資料來源：
香港「明報」2008/12/22報導
http://jump.mingpao.com/cfm/Professionals4.cfm?category=finance&PublishDate=20081222&TopicID=L4A&Filename=eba1.txt
「想在金融界更上一層樓，這是您的機會。」(CFAI 在大中華的理述) -- 詳 http://www.cfaprogram.cn/ |
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CFAI |
Re:全球換透透：CFA 行遍天下 (2010/8/18 下午 02:09:10 )
Regulator Recognition
More: https://www.cfainstitute.org/ethics/regulatory/Pages/regulator_recognition.aspx#United States |
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台灣一定強！ |
選擇題是台灣人的強項 (2010/2/10 下午 04:48:06 )
2009年改三選一，台灣人過關率大躍進了，台灣人選擇題超強的! |
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台灣人加油站 |
Re:全球換透透：CFA 行遍天下 (2009/5/6 上午 11:33:45 )
據說大陸CFA上課都是數百人的，台灣人好像上進心要加強一點 |
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羅羽庭 |
Re:全球換透透：CFA 行遍天下 (2009/4/25 上午 09:12:30 )
內地CFA考生超英趕美
主席料3年內可冠全球 2008-12-22
【明報專訊】每年6月及12月，大批金融界人士魚貫到會展或亞洲博覽館考試，正是金融業界趨之若鶩的「特許金融分析師」(CFA)考試。近年內地金融業發展迅速，報考CFA的人數早已超越香港，亦已「超英」，正在「趕美」。CFA協會理事會理事會主席辛伯恩(Brian Singer)說，內地金融界求才若渴，預料不出2至3年，報名人數將會爬過美國，搶奪全球「一哥」地位。
訪問當日，辛伯恩與協會亞太區董事總經理艾博科(Ashvin Vibhakar)，剛出席完上海和北京的CFA特許資格認證頒授典禮。今年中國的CFA特許狀持有人增至1544名(全球排名第七)，雖仍少於香港逾4000人，可是報名人數前年已超越香港。金融海嘯對內地金融業可有打擊？兩人聳聳肩，搖搖頭說，未看到。
內地金融市場求才若渴
華爾街第四大投行雷曼倒閉，之後英美大型銀行陸續要注資、被接管、裁員，整個金融業正在收縮。專業資格試如CFA仍然「馨香」嗎？辛伯恩承認，報名人數增長有所放緩。明年6月考試的全球報名人數，截至本月初，有6.2萬人，較去年多15％，今年12月考試則有26％增長(7.3萬人)。「不少考生由公司支付考試費用。」而很多金融相關公司都要節流了。但影響不了中國。
事實上，內地金融市場近年崛起，國有銀行改革上市、打開門戶讓外資進入，求才若渴不是新鮮事，「上海政府常游說在英美工作的華人專才，返國發展」，艾博科說，CFA在96年才打入中國，第一年僅24人報考，今年卻超過1.7萬名考生(計及6月及12月考試)，剛超越加拿大，全球排名僅次於美國(逾4萬人)。他坦言，以此速度增長，2至3年內超越美國，毫不出奇。
相信內地規模可超越香港
「問題是，美國每個州份、每個主要城市也有試場，但中國我們只在北京、上海和廣州設試場，還有偌大的腹地未發掘！」艾博科指出，該會剛成立內地註冊公司(CFA中國)，又在北京和上海設立代表處，正打算進軍天津、大連、重慶、成都等二線城市。他相信不久的將來，內地金融業務的規模定必超越香港，「以其龐大的經濟發展來看，金融活動會持續活躍。」但香港的優勢是屬於國際市場，金融基建和法律制度均完善，內地要追上，恐怕仍須一段時間。
(明報記者羅羽庭報道)
http://jump.mingpao.com/cfm/Professionals4.cfm?category=finance&PublishDate=20081222&TopicID=L4A&Filename=eba1.txt |
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LL |
Re:Re:Re:全球換透透：CFA 行遍天下 (2009/3/23 下午 02:45:27 )
我考上L2就獲得到香港的工作機會。香港金融環境比台灣先進太多了。主管機構的心態亦很積積. |
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畢業生 |
Re:Re:全球換透透：CFA 行遍天下 (2009/3/4 下午 05:40:03 )
能在台灣混下去的滿意，行遍天下太遙遠 |
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大學生 |
Re:全球換透透：CFA 行遍天下 (2008/12/9 上午 11:20:28 )
CFA 好厲害耶！ |
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台灣 OK |
全球換透透：CFA 行遍天下 (2008/8/11 下午 12:00:38 )
法律及其他專業認可情況
中華民國(台灣)金管會核定「辦理證券投資信託事業證券投資顧問事業業務人員資格測驗及認可辦法」，依此法給予CFA特許資格持有人以具二年以上實際經驗，並通過證券投資信託及顧問事業業務員之法規及共同科目金融市場常識與職業道德之測驗合格，經過投信投顧公會資格審查後，得到台灣法定的證券投資分析人員(Certified Securities Investment Analyst，一般俗稱的證券分析師)專業資格。(詳情)
香港證券及期貨條例認可CFA特許資格持有人等同香港法定的負責主任(Responsible Officers)資格，可就資產管理、證券及機構融資提供意見。(詳情)
香港商業價值評估公會(Hong Kong Business Valuation Forum)給予CFA特許資格持有人只需符合商業價值評估相關經驗要求，這樣便可以成為香港法定的註冊商業估值師(Registered Business Valuer)，可就公司或特定商業業務提供估值定價。(詳情)
香港證券專業學會(HKSI)給予CFA特許資格持有人可以直接得到香港證券專業學會(HKSI)的會員資格（MHKSI）。(詳情)
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美國證監會(SEC)認可CFA特許資格是等同美國證券從業員系列七(Series 7) 法定資格。
美國紐約證券交易所(NYSE)給予CFA特許資格持有人只需加考證券分析師考試(The Supervisory Analyst Examination)中的證券規則部份，那便可以得到美國證券分析師(Supervisory Analyst)專業資格。(詳情)
美國會計師協會（AICPA）給予CFA特許資格持有人只需加考由她們所舉辦的商業價值評估資格(Accredited in Business Valuation)半天考試，這樣便可以得到美國會計師協會（AICPA）的商業價值評估專業資格(ABV)。(詳情)
英國證券及投資公會（SII）給予CFA特許資格持有人可以直接得到英國證券及投資公會（SII）的會員資格（MSI）或符合相關經驗要求便可以成為資深會員（FSI）。(詳情)
中國大陸國務院旗下的發展研究中心金融研究所以CFA考試內容為骨幹推出「中國註冊金融分析師(CRFA)培養計劃」，目的是培訓熟悉中國金融政策和法制的金融分析師專業人士。
SOURCE: http://zh.wikipedia.org/w/index.php?title=%E7%89%B9%E8%A8%B1%E8%B2%A1%E5%8B%99%E5%88%86%E6%9E%90%E5%B8%AB&variant=zh-tw |
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本土派 |
全球換透透：CFA 行遍天下 (2008/8/11 上午 10:19:32 )
CFA 可換台灣的證照嗎? |
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明智工專畢業生 |
Re: 全球換透透：CFA 行遍天下 (2008/8/5 下午 05:28:39 )
大陸證照價值不高 (詳 http://www.gocharter.com.tw/m2/detail.asp?main_id=4233)，CFA才不要跟它們玩呢，劃清界線，是明智的 |
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前進大陸 |
Re: 全球換透透：CFA 行遍天下 (2008/8/5 下午 03:26:29 )
請問是否可換到大陸證照? |
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印巴泰菲攏嘛通 |
Re: 全球換透透：CFA 行遍天下 (2008/8/5 上午 10:37:14 )
Requirements to Practice
Bodies in the following jurisdictions require you to pass a certain level of the CFA exam in order to practice:
Indonesia (Bapepam): Requires a minimum of one officer in a collective investments scheme with limited participation (funds with minimum investments of $US500,000 from individuals or ��500,000) to have a CFA charter to operate such a fund. (Alternative is passage of the local Investment Certificate and five years of lead portfolio experience).
Pakistan (Securities and Exchange Commission of Pakistan — SECP): Anyone providing investment advice in Pakistan must complete an Analyst Certification Program, of which the CFA Level I exam is a mandatory component.
Philippines (Trust Officers Association): Requires at least one fund manager in each member institution to have passed Level I of the CFA exam to manage mutual funds.
Thailand (Securities and Exchange Commission): Fund managers are required, among other criteria, to pass Level III of the CFA exam, or Level III of the Certified Investment and Securities Analyst (CISA) Program, which is modeled after the CFA Program. Alternative is passage of Level I of the CFA or CISA exam programs, if the fund manager has worked in research, risk management, or securities analysis for three of the past five years.
http://www.cfainstitute.org/centre/overview/waiverrequirements/requirements.html
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